Kiran Thorat

Mumbai, Maharashtra, India
Computer Knowledge, General Knowledge, English Language
Talents
Work Experience
KYC BACK OFFICE EXECUTIVE BROKING
Full Time Mar-2015 To present 10 years 1 month
Responsibilities
  • Responsibilities Handle-
    CDSL & NSDL - Depository participant Back office system (DP Secure).
    Scrutiny of Trading & Demat a/c opening forms, updating the status of the client in AOT software.
    Authorization Stage- The AOF are Authorized By Authorized Signatories.
    Making rejection report of day to day rejection to branch.
    Co-ordinate with Branch,& various dept related any new Implementation in KYC DP account opening process.Preparing monthly MIS.
    Televerification (Due diligence before opening account )
    Delivery Instruction Slip Verification
    Verifying documents given by the client along with the a/c modification form in back office system.
    Maintaining record of account closure and making entries of slip stop and account closure inback office system.Generating daily report at the end of the day and checking DPU5 / DPU4 Report fliesA/c Opening individuals and non individuals ( Corporate A/c HUF, Trust A/c, partnership firm
    FII, Registered and NRI A/c)
EXECUTIVE
HDFC SECURITIES LTD
Full Time Jun-2014 To Mar-2015 9 months
Responsibilities
  • CDSL & NSDL - Depository participant Back office system (DP Secure).
    Scrutiny of Trading & Demat a/c opening forms, updating the status of the client in AOT software.
    Authorization Stage- The AOF are Authorized By Authorized Signatories.
    Making rejection report of day to day rejection to branch.
    Co-ordinate with Branch,& various dept related any new Implementation in KYC DP account opening process.Preparing monthly MIS.
    Televerification (Due diligence before opening account )
    Delivery Instruction Slip Verification
    Verifying documents given by the client along with the a/c modification form in back office system.
    Maintaining record of account closure and making entries of slip stop and account closure inback office system.Generating daily report at the end of the day and checking DPU5 / DPU4 Report fliesA/c Opening individuals and non individuals ( Corporate A/c HUF, Trust A/c, partnership firm
    FII, Registered and NRI A/c)
STAFF
Part Time Sep-2013 To Apr-2014 7 months
Responsibilities
  • BRANCH BANKING, PASS BOOK PRINTING, CHEQ CLEARING, NEFT, RTGS ,VOUCHER, CHEQ BOOK ISSUED PASS BOOK CASA AND RD. CHEQS AND VOUCHER RECORDS.
» 1 Project
Education
Post Graduate Diploma in Finance Management
Institute of Distance and Open LearningUniversity of Mumbai
2016-2017 Score60%
Bachelor of Management Studies, Finance
Alkesh Dinesh Mody Institute For Financial and Management StudiesUniversity of Mumbai
2014-2016
Extra-Curricular Interests

  • VIDEO GAMES

Profile Snapshot
Kiran is based out of Mumbai & has studied Finance, PGDFM-Post Graduate Diploma in Finance Management from Year 2016-2017 in IDOL-Institute of Distance and Open Learning, University of Mumbai.
Kiran Thorat is Skilled in Computer Knowledge, General Knowledge, English Language and other talents.