Pradeep Kumar Moharana

Mba Finance With 11 Years Exp In Risk,Compliance And Fraud Management
Mumbai, Maharashtra, India
RiskManagement,RiskAssessment,EnterpriseRiskManagement
About
An MBA in Finance and HR with more than 11.0 years of experience in Risk, Compliance & Fraud Management within Banking and Financial Markets. As a Risk, Compliance and Fraud management professional; I have acquired rich and dynamic experience of analyzing, identifying, describing and estimating the risk affecting the business. Experienced in defining and implementing quality standards to assure very high level of Customers satisfaction.
Talents
Work Experience
SENIOR MANAGER RISK AND FRAUD MANAGEMENT
FIRST GULF BANK
Full Time Sep-2011 To Dec-2014 3 years 3 months
Responsibilities
  • • Function as business unit co-ordinator to implement the operational risk framework for group compliance.
    • Report and manage KRIs.
    • Consolidate a list of control gaps sourced through audit, internal reviews and ORM framework components.
    • Ensure that lending proposals are in compliance with Bank’s credit policy and also in compliance with UAE Central Bank’s regulatory norms.
    • Monitoring portfolio of assets and exercising close surveillance to ensure its healthy status; research and analyze both micro and macro perspectives in relation to credits to provide anticipatory warnings of risks, foresee danger signals and advise measures to prevent losses.
    • Interacting with business managers up to the level of Heads of Corporate Banking/Private Banking/Factoring, etc and also with Internal/External Auditors, Central Bank Inspectors, Consultants on various credit and allied issues.
    •
DEPUTY MANAGER RISK AND COMPLIANCE
RELIANCE SECURITIES LTD
Full Time Jul-2010 To Aug-2011 1 year 1 month
Responsibilities
  • ? Responsible for the infoSec & Compliance of the organization.
    ? ISO27001 Consulting including gap assessments, Policy and Procedure design Risk assessments, controls design and evaluation.
    ? Reporting Non-compliance, Observation, Findings and Recommendations appropriately to higher management.
    ? Exposure to interacting with multiple work-streams covering finance, Risk, Compliance, IT department.
    ? To work with the technical team in translating business requirements to technical specifications.
    ? Establish and monitor key risk indicators, as well as implement corrective action plans to mitigate risks.
    ? Analyze transactions, internal reports and financial information for potential fraud risks.
    ? Evaluate the effectiveness of the company's internal control framework in addressing risks and accomplishing the company’s goals and objectives.
    ? Planning, designing and implementing an overall risk management process for the organization.
Achievements
  • RISK MANAGEMENT AWARD
Senior Risk Analyst
Standard Chartered Bank
Full Time Dec-2008 To Jul-2010 1 year 7 months
Responsibilities
  • • To work with the technical team in translating business requirements to technical specifications.
    • Establish and monitor key risk indicators (KRI), as well as implement corrective action plans to mitigate risks.
    • Analyze transactions, internal reports and financial information for potential fraud risks.
    • Planning, designing and implementing an overall risk management process for the organization.
    • Risk assessment, which involves analyzing risks as well as identifying, describing and estimating the risks affecting the business.
    • Risk evaluation, which involves comparing estimated risks with criteria established by the organization such as costs, legal requirements and environmental factors, and evaluating the organization’s previous handling of risks.
    • Establishing and quantifying the organization’s 'Risk appetite', i.e. the level of risk they are prepared to accept.
    • Handling queries by internal departments and external parties.
» 2 Projects
Education
Master of Business Administration, Finance
Bharath UniversityBharath University
2005-2007
Profile Snapshot
Pradeep is based out of Mumbai & has studied Finance, MBA-Master of Business Administration from Year 2005-2007 in BU-Bharath University, Bharath University.
Pradeep Kumar Moharana is Skilled in Risk Management, Risk Assessment, Enterprise Risk Management and other talents.